Esophagogastric Functional Disorders

Diagnosis and Management of Esophagogastric Functional Disorders

1.0 Introduction to Esophagogastric Disorders of Gut-Brain Interaction (DGBI)
Patients presenting with upper gastrointestinal symptoms such as heartburn, chest pain, and dyspepsia represent a common and complex clinical challenge. This protocol provides a structured, evidence-based pathway for the clinician to differentiate between structural diseases like gastroesophageal reflux disease (GERD) and a group of conditions defined by the Rome IV criteria as Disorders of Gut-Brain Interaction (DGBI). A core principle of this protocol is that a functional diagnosis is a positive diagnosis, established through a systematic workup that identifies characteristic symptom patterns after excluding organic pathology. It is not, and should not be considered, a mere diagnosis of exclusion when other tests are negative.

The primary esophagogastric DGBI addressed within this protocol include:

Functional Esophageal Disorders:

  • Functional Heartburn: Retrosternal burning in the setting of physiologically normal acid exposure and a negative symptom-reflux correlation.
  • Reflux Hypersensitivity: Symptoms of heartburn or chest pain triggered by physiologic levels of reflux, confirmed by a positive symptom correlation despite a normal acid exposure time.
  • Functional Chest Pain: Retrosternal chest pain of presumed esophageal origin after a cardiac cause has been excluded and in the absence of GERD or a major esophageal motility disorder.
  • Globus: A persistent, non-painful sensation of a lump or foreign body in the throat, occurring between meals, without any structural or motor cause.
  • Functional Dysphagia: A sensation of abnormal bolus transit through the esophagus in the absence of any mucosal, structural, or major motor disorder.
Functional Gastroduodenal Disorders:

  • Functional Dyspepsia: This condition is further divided into two primary subtypes:
    • Epigastric Pain Syndrome (EPS): Characterized by bothersome epigastric pain or burning. 
    • Postprandial Distress Syndrome (PDS): Characterized by bothersome postprandial fullness, early satiety, and/or meal-related bloating.

Initial Triage: The Role of Alarm Features

The first step in evaluating any patient with these symptoms is to screen for alarm features that mandate an expedited workup to rule out serious underlying pathology.

Alarm Features Requiring Immediate Investigation:

  • Dysphagia (difficulty swallowing)
  • Odynophagia (painful swallowing)
  • Gastrointestinal bleeding (hematemesis, melena, or iron-deficiency anemia)
  • Unintentional weight loss (>10% body weight in 6 months)
  • Age ≥60 years with new-onset dyspepsia
  • Family history of upper GI malignancy
  • Previous gastric surgery
  • Palpable abdominal mass
  • Lymphadenopathy
  • Persistent vomiting

For patients without alarm features, proceed to the appropriate diagnostic pathway, beginning with the GERD-spectrum evaluation for those presenting with heartburn or chest pain.


2.0 The GERD-Spectrum Diagnostic Pathway
This pathway is strategically designed to systematically determine whether a patient's reflux-like symptoms are caused by pathologic acid reflux (GERD) or by a functional esophageal disorder. This distinction is critical, as it dictates entirely different management strategies. For a patient without alarm features, the initial approach is an empiric trial of acid-suppressive therapy.

The standard initial strategy is an 8-week empiric trial of a once-daily proton-pump inhibitor (PPI). If symptoms persist, the first step is to optimize therapy by escalating to twice-daily (BID) dosing, ensuring the medication is taken 30-60 minutes before meals. If symptoms remain refractory despite this optimization, further diagnostic evaluation is required.

Upper endoscopy is a pivotal diagnostic tool in this pathway. The findings directly determine the next steps in management and diagnosis.


Upper Endoscopy Findings and Management:

  • LA Grade C/D Esophagitis, Barrett's Esophagus, or Stricture: These findings confirm GERD diagnosis. Proceed with PPI maintenance therapy. Consider surgical evaluation if refractory to medical management.
  • LA Grade A/B Esophagitis: These findings are not conclusive for GERD diagnosis. If symptoms persist despite optimal PPI therapy, proceed to ambulatory reflux monitoring OFF PPI.
  • Normal Endoscopy: No evidence of erosive disease. If symptoms persist despite optimal PPI therapy, proceed to ambulatory reflux monitoring OFF PPI to evaluate for non-erosive reflux disease (NERD) vs. functional disorders.
Ambulatory reflux monitoring (via a catheter-based or wireless capsule system) is the definitive test to characterize the relationship between a patient's symptoms and reflux events. The timing of the test relative to PPI therapy is critical and depends on the clinical question.

  • Testing OFF PPI (Diagnostic): The purpose of this test is to definitively prove or disprove the presence of pathologic acid reflux. It is performed when a diagnosis of GERD has not yet been established (e.g., in patients with a normal EGD or LA Grade A/B esophagitis).
  • Testing ON PPI (Phenotyping): The purpose of this test is to evaluate the cause of persistent symptoms in a patient with proven GERD. It helps distinguish refractory acid reflux from a functional overlap condition.
The results from an OFF-PPI ambulatory reflux study will place the patient into one of three distinct diagnostic categories, each with a unique therapeutic path.

  • Abnormal Acid Exposure Time (AET >6%): This result confirms the diagnosis of GERD. If the EGD was normal, the specific diagnosis is non-erosive reflux disease (NERD).
  • Normal AET with a Positive Symptom Correlation: This result confirms the diagnosis of Reflux Hypersensitivity. The patient is hypersensitive to physiologic, non-pathologic levels of reflux.
  • Normal AET with a Negative Symptom Correlation: This result confirms the diagnosis of Functional Heartburn. The patient's symptoms are not related to reflux events.

Once a diagnosis of proven GERD is established, the management focus shifts to effective and durable symptom control, which presents its own set of challenges in refractory cases.


3.0 Management of Proven and Refractory GERD
For patients with a confirmed diagnosis of GERD (established by LA Grade C/D esophagitis or an abnormal AET), the goal of management is symptom control and healing of the esophageal mucosa. While most patients respond well to standard PPI therapy, a subset will experience persistent symptoms. Management of this cohort demands a systematic approach to optimizing therapy before considering a functional overlap or labeling the condition as truly refractory.

The term "Refractory GERD" is an objective diagnosis, not merely a label for persistent symptoms. The formal definition depends on the patient's baseline findings:

  • For patients with baseline erosive disease (LA C/D): Refractory GERD is defined by the persistence of erosions on a follow-up EGD despite at least 8 weeks of optimized, twice-daily (BID) PPI therapy.
  • For patients with baseline non-erosive disease (NERD): Refractory GERD is defined by the persistence of abnormal acid exposure on an ambulatory reflux study performed while on optimized BID PPI therapy.

Not all PPIs provide the same degree of acid suppression. Failure to respond to one agent may be due to its lower relative potency. Switching to a more potent agent is a key step in managing refractory symptoms.


PPI Relative Potency for Acid Suppression:


High Potency:
  • Esomeprazole 40mg BID
  • Rabeprazole 20mg BID
  • Lansoprazole 30mg BID

Moderate Potency:
  • Omeprazole 40mg BID
  • Pantoprazole 40mg BID

Lower Potency:
  • Pantoprazole 20mg BID
  • Esomeprazole 20mg BID

When a patient with proven GERD has persistent symptoms, the following steps must be taken:

  1. Confirm Compliance and Dosing: First, verify the patient is taking the PPI twice daily, 30-60 minutes before their morning and evening meals, and is compliant with the regimen.
  2. Optimize the Agent: If compliance is confirmed, evaluate the current PPI's relative potency using the selection table above. For a patient on a weaker agent like Pantoprazole, a switch to a high-potency agent (e.g., Esomeprazole 40mg BID or Rabeprazole 20mg BID) is a critical next step.
  3. Perform Phenotyping: If symptoms persist despite optimization with a high-potency agent, perform impedance-pH monitoring while the patient is on therapy. This definitive test will confirm if ongoing pathologic reflux (acidic or non-acidic) is the cause of symptoms, thereby diagnosing true refractory GERD.

Only after this rigorous workup confirms the absence of refractory GERD can the clinician confidently pivot to the distinct therapeutic paradigm required for functional esophageal disorders.


4.0 Therapeutic Ladder for Functional Esophageal Disorders
The management of functional esophageal disorders, such as Functional Heartburn and Reflux Hypersensitivity, requires a fundamental paradigm shift away from acid suppression and toward therapies that target the underlying mechanisms of visceral hypersensitivity and disordered brain-gut communication.


The foundational step in management is to: Stop unnecessary PPI therapy.

These medications are ineffective for symptoms not driven by pathologic acid and can contribute to polypharmacy and potential side effects. The cornerstone of treatment is the use of central neuromodulators.


Central Neuromodulators for Functional Esophageal Disorders:


First-Line: Tricyclic Antidepressants (TCAs)
  • Amitriptyline 10-25mg QHS
  • Nortriptyline 10-25mg QHS
  • Desipramine 10-25mg QHS
  • Evidence: Strong evidence base for visceral pain modulation

Second-Line: SSRIs/SNRIs
  • Sertraline 25-50mg daily
  • Citalopram 10-20mg daily
  • Venlafaxine 37.5-75mg daily
  • Use when TCAs are ineffective or not tolerated

Third-Line: Gabapentinoids
  • Gabapentin 300-800mg TID
  • Pregabalin 75-150mg BID
  • For refractory symptoms

Management should follow a stepwise progression, starting with the agents with the strongest evidence base.

  • First-Line Therapy: Low-dose Tricyclic Antidepressants (TCAs) are the preferred initial agents due to the robust evidence supporting their efficacy in modulating visceral pain.
  • Second-Line Therapy: If TCAs are ineffective or not tolerated due to side effects, switch to an agent from the SSRI or SNRI class.
  • Third-Line Therapy: If symptoms persist, a trial of a Gabapentinoid (Gabapentin or Pregabalin) should be initiated.

In addition to pharmacotherapy, several other modalities can be effective and should be considered as part of a comprehensive treatment plan.


Behavioral Interventions: Cognitive Behavioral Therapy (CBT), gut-directed hypnotherapy, and mindfulness have all demonstrated efficacy in improving symptoms and coping mechanisms in patients with functional GI disorders.


Other Agents:
  • Melatonin (3-6 mg QHS): Small trials suggest a benefit in functional heartburn and chest pain.
  • Buspirone: More commonly used in functional dyspepsia but may have a role in esophageal hypersensitivity.

Having established the management framework for functional esophageal disorders, the protocol now addresses the distinct diagnostic and therapeutic challenges presented by dyspeptic symptoms.


5.0 The Functional Dyspepsia Diagnostic Pathway
Dyspepsia, characterized by symptoms centered in the upper abdomen like epigastric pain, burning, or postprandial distress, requires a distinct diagnostic algorithm from the GERD pathway. The primary goal is to systematically exclude structural and organic diseases before arriving at a positive diagnosis of Functional Dyspepsia (FD) and identifying its clinical subtype.


The initial management strategy for dyspepsia is stratified by patient age and the presence of alarm features.

  • Age <60 with no alarm features: It is appropriate to proceed with a non-invasive "test-and-treat" strategy for H. pylori infection or an empiric 4-8 week trial of a PPI.
  • Age ≥60 or any alarm features present: These patients require a direct-to-EGD approach with biopsies to rule out malignancy or other significant structural pathology.

A diagnosis of Functional Dyspepsia can only be made after a normal EGD and the exclusion of key organic mimics. The following checklist should be completed:

Exclusion Checklist for Functional Dyspepsia Diagnosis:
  • [ ] Structural Disease: Ruled out by a normal upper endoscopy.
  • [ ] H. pylori Infection: Ruled out by biopsy-based testing or a non-invasive test. If positive, eradication therapy should be provided.
  • [ ] Celiac Disease: Must be excluded, typically with serology (tTG-IgA with a total IgA level) and/or routine duodenal biopsies taken during endoscopy.

Once FD is diagnosed, it is crucial to subtype it based on the dominant symptom profile, as this directly guides therapy.


Functional Dyspepsia Subtypes:

Epigastric Pain Syndrome (EPS):
  • Primary symptoms: Epigastric pain and/or burning
  • Character: "Ulcer-like" pain pattern
  • Treatment focus: Acid suppression and neuromodulation
Postprandial Distress Syndrome (PDS):

  • Primary symptoms: Postprandial fullness, early satiety, meal-related bloating
  • Character: "Motility-like" distress pattern
  • Treatment focus: Prokinetics and fundic relaxants

This crucial differentiation between an "ulcer-like" pain syndrome and a "motility-like" distress syndrome is the key to selecting the appropriate first-line therapy.


6.0 Differentiated Management of Functional Dyspepsia
The treatment of Functional Dyspepsia is not one-size-fits-all. Therapy must be targeted to the patient's dominant symptom subtype, reflecting the different underlying pathophysiologies of Epigastric Pain Syndrome (EPS) and Postprandial Distress Syndrome (PDS).

Treatment Algorithm for Epigastric Pain Syndrome (EPS)

For patients whose primary symptoms are epigastric pain and burning, the therapeutic ladder focuses on acid suppression and neuromodulation.

  • First-Line: A trial of a Proton-Pump Inhibitor (PPI) for 4-8 weeks is the initial treatment of choice.
  • Second-Line (if PPI fails): A low-dose TCA (e.g., Amitriptyline 10-25mg QHS) should be initiated to target visceral hypersensitivity.
  • Alternative Neuromodulators: If TCAs are ineffective or poorly tolerated, an SSRI or SNRI can be trialed.

Treatment Algorithm for Postprandial Distress Syndrome (PDS)

For patients whose primary symptoms are meal-related fullness and early satiety, the therapeutic ladder focuses on agents that modulate gastric motility and accommodation.

  • First-Line: A prokinetic agent (e.g., Metoclopramide 5-10mg TID before meals) or a fundic relaxant (e.g., Buspirone 10mg TID) should be used.
  • Second-Line: Mirtazapine (15mg QHS) is an effective second-line agent, particularly for patients with prominent early satiety and associated weight loss, due to its effects on fundic accommodation and appetite stimulation.
  • Refractory Cases: While not first-line for PDS, a trial of a low-dose TCA may be considered for refractory symptoms, given the frequent overlap in gut-brain pathways.

While PDS has a "motility-like" profile, advanced motility testing is not a routine part of the diagnostic workup for most patients with Functional Dyspepsia.

  • Indicated: A Gastric Emptying Study may be considered in patients where nausea and vomiting are prominent symptoms to rule out true gastroparesis.
  • Not Routinely Indicated: High-resolution manometry is the wrong tool for this clinical question, as it is designed to assess esophageal, not gastric, motor function.
  • Specialized/Research: Advanced tests like antroduodenal manometry and the Wireless Motility Capsule are reserved for complex, refractory cases evaluated at specialized tertiary care centers and are not part of the standard FD workup.

This protocol reiterates that these conditions are positive diagnoses of brain-gut dysregulation, not diagnoses of exclusion. A systematic, criteria-based approach prevents futile cycles of acid suppression and correctly identifies patients who require therapies targeted at the core pathophysiologic mechanisms of visceral hypersensitivity and dysmotility. By carefully differentiating between structural entities like GERD and the various functional syndromes, clinicians can move beyond empiric acid suppression to deploy targeted therapies—including neuromodulators, prokinetics, and behavioral interventions—leading to more effective outcomes for patients with these challenging Disorders of Gut-Brain Interaction.
Esophagogastric Functional Disorders
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